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FINRA fined UBS Financial Services $20 million for anti-mone

文 / 小金 2026-08-04 01:30:07 来源:亚金网

FINRA fined UBS Financial Services $20 million for anti-money laundering (AML) violations, saying the firm failed to reasonably monitor more than 60,000 transactions totaling about $10 billion.

 

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